BMO 请 Associate Compliance Officer
公司：BMO职位：Associate Compliance Officer
工作内容
· Develop, maintain and implement changes to the firm’s compliance and registration policies & procedures to ensure that the firm’s compliance program keeps pace with applicable regulatory developments.· Conduct monitoring of registration activities in accordance with the Enterprise Compliance Framework.· Identify opportunities to implement policies and procedures for greater efficiencies, cost minimization and improve service levels for business partners· Manage risk and minimize losses through monitoring and controlling firm and individual licensing requirements.· Conduct internal investigations regarding civil, criminal, financial and regulatory disclosure information is reviewed respecting a registrant’s status and background.· Provide advice and guidance to Branches, Lines of Business, HR, PCG Learning and Corporate Secretaries Offices on related registration matters.· Partner with Finance, Legal, Branches, and other departments to ensure a variety of regulatory filings are made within prescribed timelines.· Ensure operational integrity and privacy measures are maintained and safeguarded with the LOB and compliance department.
想了解更多职位信息，咨询请通过微信号onlineservice168
http://www.windsor8.com//bbs/data/attachment/forum/201802/06/210641pstsvjrxh4jx43m4.png
我们的在线小助手会第一时间与您联系。谢谢！
168 Consulting与诸多大型金融会计IT工程类的公司有长期的合作，也提供在线的应聘指导咨询。我们线上的导师都是各个行业内的在职精英，并有修改简历求职信，面试辅导，模拟面试，职业咨询，推荐工作的相关经验。请关注我们的公众号，将有定期的各大行业的讲座，更多的内推的机会也在等着您~
页:
[1]